Good, Evil, and Arda
Before I begin, I really should explain what posts categorized in “The Crackpot” are, since they’re different than the posts that I usually write. As is, I hope, fairly evident, most of my posts here are researched somewhat (some are researched extensively, like the current in-progress series on the depiction of Maglor’s character by the Tolkien fan community) and generally take me a few days to write, in Notepad, before publication. The Crackpot category, on the other hand, is for wild, off-the-top-of-my-head theorizing. I begin with ideas swimming in my crazy head more so than facts pulled from books, and I force myself to write the post in a single session (allowing for interruptions like having to put the dogs outside or drive home from work). My hope is that my fellow heretics and loremasters and heretic loremasters will add their own wild, off-the-tops-of-their-heads theories to mine. The idea behind The Crackpot is to get ideas for topics that I might want to research in greater depth someday.
So. Welcome to The Crackpot. Please theorize, discuss, and debate to your heart’s content!
As part of my goal to catch up on my reading list during the semester break, I am trying to track down and read secondary sources of information about JRRT’s writings. I recently found at the library the book Master of Middle-earth by Paul H. Kocher and have been slowly working my way through it. It’s mostly about LotR and was published in 1972–five years before The Silmarillion hit the bookshops–and so is quaint in some places and, in others, mind-bogglingly accurate regarding aspects of the mythology that remained, at that point, unpublished.
So I’m up to the “Aragorn” chapter. And, while reading at lunch today, this passage leaped out at me regarding some critics’ contentions that Aragorn needed more complexity as a character in the form of “a sharp taste for sin”:
It is not clear why this demand, more appropriate to a realistic novel than to heroic fantasy, should be made . . .. What is clear is that if it were made of all alike it would blur the clear dichotomy between good and evil on which Tolkien has chosen to build his epic. (pg. 128)
Now, it’s really easy for me to say, “Pssh. This was clearly written before The Silmarillion made its way into the ‘canon,’” and disregard it as an anachronism. Only this is a point I’ve also seen made by people who have read The Silmarillion.
I remember when I was first dipping my toe into the Tolkien fandom, I had an almost insatiable hunger for textual analyses done by people who had read more than me. Which, at that point, was nearly everyone. This was in the heyday of TheOneRing.net before it became primarily a source for information and gossip about the movies, when Green Books still had a prominent place on the homepage and tORN still published fan fiction. Green Books was a favorite of mine in those days, and in reading a Q&A written by one of their columnists, I encountered the semi-rant against modern literature, which sullied its heroes and where one of Aragorn’s unquestionable goodness had no place and represented weak writing. Abashed, I realized that that was me: I had been taught and had myself aspired to write “complex characters,” who broke free of the constraints of “good guy” and “bad guy.” Yet, as I read more of JRRT’s writings and gained the confidence to question how others interpreted the texts, the more I realized that I did not agree with this columnist’s opinion at all. Traditionally, yes, epics make use of moral dualism, but I felt that JRRT’s writings were, largely, not so simplistic.
In fact, a “clear dichotomy between good and evil” is exactly the opposite of how I see JRRT’s writings. Especially in light of The Silmarillion, which–if anything–muddies the waters of clear good-evil dualism that LotR gives the impression of existing. With few exceptions, there are none in The Silmarillion who can be plunked neatly into Good or into Evil. Even Melkor: I remember once writing on the SWG email list that no one in the Silm is entirely evil except Melkor, and Rhapsody rightfully called me on it. Is Melkor even fully evil or is he the product of his circumstances? It’s a valid question to ask, I think, and once you start debating whether Melkor might be something other than fully evil, then the dichotomy to which Kocher and others refer goes out the window.
Of course, LotR presents characters that are more easily dichotomized, especially without knowledge of the earlier “Silmarillion” mythology to complicate characters like Sauron who appear, in LotR and The Hobbit, to be utterly evil but are shown as being more complex in the Silm. But I still don’t think that LotR is a “clear dichotomy between good and evil.” Firstly, there are characters like Boromir, Denethor, and Gollum, who walk the line. Secondly, there is the broader context of the novel as a history or set of myths passed down from loremasters who lived through the age (like Bilbo), presumably to JRRT in the role of the modern “loremaster” charged with bringing the forgotten myths back to our culture. This allows characters like Aragorn (or Lúthien, in The Silmarillion) to achieve a degree of moral perfection that they never could have possessed in reality. So while the story as it is told to us certainly creates that impression, awareness of it as a story about a period in history rather than an accurate historical account allows us to understand that the good-evil dualism is more in the bias or imagination of the storyteller than anything factual. (Of course, Kocher likely would not have been aware of this broader framework in which JRRT set his stories, but modern students of his work certainly should be.)
At the same time, when I read the History of Middle-earth books, I’m left with the impression that, in many ways, JRRT was pushing his characters, morally, to one side or the other as his work on the legendarium progressed. The Book of Lost Tales is rich with characters that are hard to place in one bin or the other as far as morality goes. Námo and Nienna, for example, are delightfully creepy, and Makar and Meássë certainly liven things up. The sons of Fëanor, at different points in JRRT’s early writings, all had their moments when they were depicted more sympathetically, as did Fëanor himself. Of course, as Douglas Charles Kane meticulously demonstrates in the recently published Arda Reconstructed, a lot of these losses were the result of Christopher Tolkien’s edits, not his father’s, and we often do not know why those edits were made. Perhaps JRRT indicated to CT that he wished the stories to move in this direction, or perhaps it is, as Kane argues, “editorial intervention” on CT’s part. Regardless, without even considering the published Silmarillion, the stories have always seemed, to me, to progress toward moral dualism as they evolved.
So, heretics and loremasters, what are your thoughts on this? Do you think that any of JRRT’s books show a good-evil dichotomy? Do you think The Silmarillion can be read this way? I realize that my reading of the books falls at one extreme and readings like Kocher’s at the other, but I’m curious what is out there in the way of middle ground.
lease, come inside my humble cottage and have a seat by the fire. Many are the stories here, and they are not the sorts of stories you'll often hear beyond these walls. Yes, the world is listening--and judging--but do not worry. You are safe here. I am the Heretic Loremaster. I read the same books as everyone else, but I read them a little differently: I don't necessarily take them at their word. I like to look at the stories that build our mythological history from the eyes of those disfavored by that history.
Chiming in a bit late here…
At face value, the Lord of the Rings might seem to present a good-bad dichotomy, but beneath the radar, there are nuanced shades of grey which you have delineated. These are more evident in The Silmarillion and Unfinished Tales, and even more so in the HoMe.
However, his take on the more capable technology types still stings and presents a more clearly drawn viewpoint to my mind: delve too deep into knowledge and one risks a great fall. When I posted my screed on this two years (!) ago, a commenter noted that “we just didn’t hear about the good smiths.” Right.
Speaking as an adherent of reductionist materialism and possessive of my knowledge (patents and such) and thus of the devil’s own party according to Tolkien, I’m really not the one to ask about a middle ground here. ;^)
This is true; we’re both off in the wings on this one.
You know I agree with you on the science/tech angle. As for the “good smiths” … well, we hear about Mahtan, who is identified just as strongly (or maybe more so, taking into account works like The Shibboleth of Feanor) for his loyalty to Aule and the Valar as he is for his talent as a craftsman. Surely, these “good smiths” did exist, but JRRT’s choice not to show them is what is significant … or to show them only when their identity as a craftsman is equal or trumped by their sycophancy to the Valar. (No bias in that language, no way, no how!
)
Funnily enough, when I first read the Silm and began to understand it, one of the first things I noticed was how the bad guys were always associated, in their pasts, with Aule. At the time, I didn’t yet comprehend the possible meaning of that, but it is glaringly obvious, I think, and one place where JRRT allowed himself to indulge in moral dualism.
Surely, these “good smiths” did exist, but JRRT’s choice not to show them is what is significant … or to show them only when their identity as a craftsman is equal or trumped by their sycophancy to the Valar.
Exactly the point I made to the fellow who commented on the Refuge, and even more strongly to an argumentative type (not that I am innocent of such ;^)) through reddit.com.
Funnily enough, when I first read the Silm and began to understand it, one of the first things I noticed was how the bad guys were always associated, in their pasts, with Aule. At the time, I didn’t yet comprehend the possible meaning of that, but it is glaringly obvious, I think, and one place where JRRT allowed himself to indulge in moral dualism.
It was in my re-reading of The Silmarillion that the dualism slapped me in the face because otherwise, characters were more nuanced. Needless to say, it rankled but it launched my foray into fan fic rather than screed after screed about villification of
scientists and engineerssmiths.One of the reasons I love the Lay of Leithian is because it shows all the characters — good and bad — in a more human, nuanced light. I love Melkor kvetching to Luthien about the gods lazing about while he and his minions work so hard. :^D
Ah, Poor Aule, You get the impression that hes either a very bad chooser of lackeys, or that his relationship with them isnt very good.
And Melkor, who is sometim,es identified as Melek…I dont know how much of middle Eastern theology JRRT was familiar with but me must have known that Melek taos is a good guy!
(and its interesting to read the creation myth associated with Melek taos…)
JRRT in his letters doesnt come down on the side of Smeagol very well, does he?